Description
Conducting CDD to reveal any potential risks related to PEP exposure andsanctions requirements Auditing processor’s KYC and AML policies to establish all regulatoryrequirements are met Applying robust risk-based account management principles to promptly spotand resolve red flags
Speaker(s):
- Sandra
L. DePoalo,
Global Head of Financial Crimes Compliance,
Bank of New York Mellon
- Joshua
Riley,
CAMS,
Senior Manager, Advisory Services,
Ernst & Young LLP
- Jack
Sonnenschein,
CAMS-Audit,
Founder and Principal,
Compliance Navigation LLC
- Scotty
Perkins,
CAMS,
Chief Compliance Officer,
PayNearMe
