CORE2 - Uncovering Beneficial Owners and Adapting KYC Practices in Today's Financial Landscape

Description

• Identifying prevalent red flags that indicate the layering of ownership
• Adopting investigation best practices for uncovering the ultimate beneficiary across multiple jurisdictions
• Spotting unusual activities in registered LLCs with the same ownership structure
• Applying lessons learned from recent case studies and typologies involving KYC gaps

Speaker(s):

• Dennis M. Lormel, CAMS, President and Chief Executive Officer, DML Associates
• Thomas Obermaier, Chief Executive Officer, Rippe & Kingston Systems, Inc.
• Mark Perry, CAMS, Senior Vice President, Brokerage Operations, Winslow, Evans & Crocker
• Sarah Runge, Global Head, FCC Regulatory Strategy, Credit Suisse
• Chris Chapman, Complinace Director, AML Program Execution, Citi Bank