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ACAMS 13th Annual AML & Financial Crime Conference

SP5 - Compliance Assurance - Can You Prove Your AML and Sanctions Systems Work? - Presented by SWIFT


Sep 30, 2014 1:30pm ‐ Sep 30, 2014 2:45pm


Description

This session will be a moderated panel discussion that will discuss trends in the regulatory compliance landscape, explore the regulatory perspective as well as how the market is responding to the evolving changes in the compliance space. The session will put a spotlight on Sanctions and dive into the details of how compliance officers are being expected to not only understand how their systems work but more importantly demonstrate that they really are mitigating risks and catching the bad-guys. This panel will provide a regulatory perspective on AML/Sanctions as well as explore the tools available to help tackle the effectiveness and efficiency of an institution's Sanctions Screening process.

Speaker(s):

  • Chris Johnson, Senior Manager Financial Crime Compliance, SWIFT
  • Scott Kinney, Compliance Manager, Global Sanctions Group, Wells Fargo
  • Mike Powell, Senior Product Manager, Sanctions Compliance Services, SWIFT

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