Description
Creating risk assessment metrics to quantify adherence to institutionaland regulatory standards Formalizing ongoing client review requirements to ensure risk profilesremain accurate and updated Understanding when risk-based account terminations are appropriate toinform client retention decisions
Moderator(s):
- Marilú
Jiménez,
Esq., CAMS,
Founder and President,
Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
Speaker(s):
- Spencer
W. Doak,
NBE,
Director for BSA/AML Policy,
Office of the Comptroller of the Currency
- Susan
J. Galli,
CAMS,
President,
Galli AML Advisory, LLC
- Jacqueline
Shinfield,
Partner,
Blake, Cassels & Graydon LLP
