Description

Creating risk assessment metrics to quantify adherence to institutionaland regulatory standards

Formalizing ongoing client review requirements to ensure risk profilesremain accurate and updated

Understanding when risk-based account terminations are appropriate toinform client retention decisions

Moderator(s):

• Marilú Jiménez, Esq., CAMS, President, Financial Intelligence Network & Compliance Advisors

Speaker(s):

• Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
• Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
• Jacqueline Shinfield, Partner, Blake, Cassels & Graydon LLP