Description

Creating risk assessment metrics to quantify adherence to institutionaland regulatory standards

Formalizing ongoing client review requirements to ensure risk profilesremain accurate and updated

Understanding when risk-based account terminations are appropriate toinform client retention decisions

Moderator(s):

• Marilu Jimenez, Esq., CAMS, Principal, Financial Intelligence Network & Compliance Advisors

Speaker(s):

• Spencer W. Doak, NBE, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
• Susan J. Galli, CAMS, Managing Director, Advisory Financial Crimes Unit,, PwC
• Jacqueline Shinfield, Partner, Blake, Cassels & Graydon LLP