PD4 - Updating Compliance Models to Mitigate Emerging FinTech Sector Risks

Description

• Identifying unique FinTech financial crime risks to ensure onboarding screening models are effective • Conducting enterprise-wide training on proper FinTech oversight to assure all relevant AML risks are addressed and monitored • Closely monitoring shifts in FinTech regulations and technology to maintain a robust compliance program

Speaker(s):

• André Burrell, CAMS, Managing Director, BSA Officer, Sumitomo Mitsui Banking Corp
• Dan Soto, Chief Compliance Officer, Ally Financial
• John J. McCarthy, Head of BSA Operations, Senior Vice President, BSA/AML Administration, Bank of the West
• Melissa Strait, CAMS, Global Head of Financial Crimes, Stripe
• Brian M. Stoeckert, CAMS, Managing Director, Stratis Advisory