ACAMS 15th Annual AML & Financial Crime Conference - Las Vegas

PD4 - Updating Compliance Models to Mitigate Emerging FinTech Sector Risks

Sep 28, 2016 11:15am ‐ Sep 28, 2016 12:30pm


Description

• Identifying unique FinTech financial crime risks to ensure onboarding screening models are effective
• Conducting enterprise-wide training on proper FinTech oversight to assure all relevant AML risks are addressed and monitored
• Closely monitoring shifts in FinTech regulations and technology to maintain a robust compliance program

Speaker(s):

  • André Burrell, CAMS, Director of Industry Solutions, Cloud, Banking and Capital Markets, Microsoft
  • Dan Soto, CAMS, Chief Compliance Officer, Ally Bank
  • John J. McCarthy, Head of BSA Operations, Senior Vice President, BSA/AML Administration, Bank of the West
  • Melissa Strait, CAMS, US Compliance Officer, Stripe
  • Brian M. Stoeckert, CAMS, Managing Director, Stratis Advisory

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