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ACAMS 13th Annual AML & Financial Crime Conference
AUD1 - Leveraging Quality Control Processes to Satisfy Audit Requirements
Sep 29, 2014 1:15pm ‐ Sep 29, 2014 2:30pm
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Elevating quality control procedures to meet supervisory guidance and internal audit standards
Improving your quality control review process to address key BSA risk
Ensuring audit and quality control coverage is sufficient to meet regulatory expectations
Recognizing cost savings and efficiency by eliminating dual reviews
Involving the compliance function during reviews to provide guidance and collaboration
Speaker(s):
Brent S. Bramwell
, CAMS, CIA, CFSA, CRMA, Global Head of Internal Audit, PayPal
Jack Oskvarek
, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
Amanda Pilcher
, CAMS, OFAC/ FCPA Officer, Raymond James Financial
Kenneth B. Simmons
, CRCM, CAMS-Audit, FCI, Chief Executive Officer, Compliance & AML Solutions
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