Description

• Elevating quality control procedures to meet supervisory guidance and internal audit standards
• Improving your quality control review process to address key BSA risk
• Ensuring audit and quality control coverage is sufficient to meet regulatory expectations
• Recognizing cost savings and efficiency by eliminating dual reviews
• Involving the compliance function during reviews to provide guidance and collaboration

Speaker(s):

• Brent S. Bramwell, CAMS, CIA, CFSA, CRMA, Global Head of Internal Audit, PayPal
• Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
• Amanda Pilcher, CAMS, OFAC/ FCPA Officer, Raymond James Financial
• Kenneth B. Simmons, CRCM, CAMS-Audit, FCI, Chief Executive Officer, Compliance & AML Solutions