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ACAMS 13th Annual AML & Financial Crime Conference

AUD1 - Leveraging Quality Control Processes to Satisfy Audit Requirements


Sep 29, 2014 1:15pm ‐ Sep 29, 2014 2:30pm


Description

  • Elevating quality control procedures to meet supervisory guidance and internal audit standards
  • Improving your quality control review process to address key BSA risk
  • Ensuring audit and quality control coverage is sufficient to meet regulatory expectations
  • Recognizing cost savings and efficiency by eliminating dual reviews
  • Involving the compliance function during reviews to provide guidance and collaboration

Speaker(s):

  • Brent S. Bramwell, CAMS, CIA, CFSA, CRMA, Global Head of Internal Audit, PayPal
  • Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
  • Amanda Pilcher, CAMS, OFAC/ FCPA Officer, Raymond James Financial
  • Kenneth B. Simmons, CRCM, CAMS-Audit, FCI, Chief Executive Officer, Compliance & AML Solutions

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