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ACAMS 13th Annual AML & Financial Crime Conference
GS07 - Identifying Critical Takeaways from Recent Enforcement Actions
Sep 30, 2014 4:40pm ‐ Sep 30, 2014 5:55pm
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Description
Identifying common program failures leading to high profile penalties
Establishing transparency and robust surveillance controls for affiliates and correspondent relationships
Mitigating major gaps within monitoring practices, enterprise-wide risk management and alert mining
Leveraging lessons learned from enforcement actions to update internal programs and train AML departments
Speaker(s):
Thomas D. Fleming
, CAMS, Chairman, Link to Banking
Marilú Jiménez
, Esq., CAMS, Founder and President, Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
Michelle J. Neufeld
, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
Rick A. Small
, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
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