0      0

ACAMS 13th Annual AML & Financial Crime Conference

GS07 - Identifying Critical Takeaways from Recent Enforcement Actions

Sep 30, 2014 4:40pm ‐ Sep 30, 2014 5:55pm


  • Identifying common program failures leading to high profile penalties
  • Establishing transparency and robust surveillance controls for affiliates and correspondent relationships
  • Mitigating major gaps within monitoring practices, enterprise-wide risk management and alert mining
  • Leveraging lessons learned from enforcement actions to update internal programs and train AML departments¬† ¬†



  • Thomas D. Fleming, CAMS, Chairman, Link to Banking
  • Marilú Jiménez, Esq., CAMS, Founder and President, Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
  • Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist

You must be logged in and own this session in order to post comments.