Description

• Identifying common program failures leading to high profile penalties
• Establishing transparency and robust surveillance controls for affiliates and correspondent relationships
• Mitigating major gaps within monitoring practices, enterprise-wide risk management and alert mining
• Leveraging lessons learned from enforcement actions to update internal programs and train AML departments   

 

Speaker(s):

• Thomas D. Fleming, CAMS, Chairman, Link to Banking
• Marilú Jiménez, Esq., CAMS, President, Financial Intelligence Network & Compliance Advisors
• Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, , BB&T