ACAMS 15th Annual AML & Financial Crime Conference - Las Vegas

PD1 - ACAMS Regulatory Update: Views and News from the Regulatory Community

Sep 26, 2016 9:30am ‐ Sep 26, 2016 11:00am


Description

• Discussing new and ongoing regulatory initiatives affecting the AML compliance community
• Detailing positive and negative examination themes and how to utilize for training improvements
• Identifying emerging trends/new guidance and any resulting compliance challenges

Speaker(s):

  • John J. Byrne, Esq., CAMS, Vice Chairman, AML Rightsource
  • Spencer W. Doak, NBE, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
  • Debra L. Novak, CAMS, CFS, Chief, AML Section, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
  • John Fahey, Branch Chief Office of Chief Counsel Division of Trading and Markets, US Securities and Exchange Commission (SEC)
  • Koko Ives, Manager, BSA /AML Section, Board of Governors of the Federal Reserve System
  • Christine Ring, CAMS, Managing Director of AML/ ATF Assessment Program, AML and Compliance Division, Office of the Superintendent of Financial Institutions (OSFI)
  • Andrea Sharrin, Associate Director, Policy Division, Financial Crimes Enforcement Network (FinCEN)
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T

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