ACAMS 19th Annual International AML & Financial Crime Conference
AUD1.3 - Managing Increasing Demands from Examiners and External Supervisors
Mar 17, 2014 4:40pm ‐ Mar 17, 2014 5:55pm
Adjusting to ever increasing responsibilities: Accommodating more in-person meetings with external supervisors and managing their numerous requests
Balancing expectations from regulators with the interests of your institution
Responding to OCC RAD examiners regarding 2011-12 models of transaction monitoring, OFAC screening and customer risk scoring
Keeping abreast of laws in foreign jurisdictions in order to respond appropriately to government requests
, Chief Executive Officer, Rippe & Kingston Systems, Inc.
, Principal, KPMG
, ACA, CAMS, Director, Financial Crime, Internal Audit, Barclays
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