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ACAMS 19th Annual International AML & Financial Crime Conference

AUD1.3 - Managing Increasing Demands from Examiners and External Supervisors

Mar 17, 2014 4:40pm ‐ Mar 17, 2014 5:55pm



  • Adjusting to ever increasing responsibilities: Accommodating more in-person meetings with external supervisors and managing their numerous requests
  • Balancing expectations from regulators with the interests of your institution
  • Responding to OCC RAD examiners regarding 2011-12 models of transaction monitoring, OFAC screening and customer risk scoring
  • Keeping abreast of laws in foreign jurisdictions in order to respond appropriately to government requests


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