AUD1.2 - Is Independent Testing of the AML Audit Function Necessary?

Description

• Determining why US regulators are calling for the independent testing of the AML audit function
• Leveraging current reporting to demonstrate the key audit components integrated into your institution’s AML operation
• Meeting the demands of testing complex business operations in a rapidly shifting regulatory environment
• Responding to criticism from examiners when the audit team is held accountable for not finding AML deficiencies

Speaker(s):

• Colby Adams, Managing Editor, ACAMS moneylaundering.com
• Tarazeta (. Haynes Huntley, CAMS, Chief Auditor of AML, Citi
• Alba Kiihl, CAMS, BSA/AML Compliance Testing Manager II, Santander Bank