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ACAMS 19th Annual International AML & Financial Crime Conference

GAC1.4 - Establishing Clear Expectations for Your AML Program's Model Validation

Mar 17, 2014 2:55pm ‐ Mar 17, 2014 4:10pm


  • Outlining regulatory expectations, areas of particular interest to examiners and key examination findings
  • Distinguishing a “model” from a “tool” when explaining your processes to the OCC RAD team
  • Applying 2011-12 models to transaction monitoring, OFAC and customer risk scoring
  • Constructing test data for divergent processes such as AML transaction monitoring and OFAC screening
  • Effectively preparing for the OCC RAD team examination and executing its suggestions for remediation, if required


  • Cynthia A. Barie, CAMS, Senior Vice President, Global AML Monitoring Risk Management, Citi
  • William D. Langford, CAMS, Chief Compliance Officer for the Americas, MUFG Union Bank, N.A.
  • Robert Mara, Principal, Ernst & Young
  • Cathy Nanos, CAMS, Senior Director Technology and Anti-Money Laundering Compliance | Consultant, Ally Financial
  • John Wagner, CAMS, NBE, Managing Director, Deloitte Risk and Financial Advisory

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