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ACAMS 19th Annual International AML & Financial Crime Conference
GAC1.3 - Assigning Global Customer Risk Ratings Despite Conflicting Examiner Expectations
Mar 17, 2014 2:55pm ‐ Mar 17, 2014 4:10pm
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Description
Objectives:
Reviewing key international regulatory expectations for risk rating customers
Analyzing examples of customer risk ratings within various jurisdictions, business units and products
Managing inconsistent feedback from supervisors representing multiple jurisdictions
Establishing uniform risk-rating processes—is this an achievable goal for global institutions?
Speaker(s):
Charlene C. Balfour
, Managing Director, Corporate & Investment Banking (CIB) Audit, JPMorgan Chase
Susan J. Galli
, CAMS, President, Galli AML Advisory, LLC
Michael D. Kelsey
, CAMS, Managing Director, JPMorgan Chase
Jack Sonnenschein
, CAMS-Audit, Founder and Principal, Compliance Navigation LLC
William Ward
, CAMS, Executive Vice President, Chief BSA/AML & Security Officer, First Republic Bank
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