Taking Risk Management to the Next Level: "De-Risking" Your Institution

Objectives:

Learning what to consider if you determine that doing business with an entity or individual brings high risk to your institution
Outlining relevant legal, regulatory and reputational risks associated with ending a relationship with a customer
Communicating with your institution’s business units and the customer concerning the decision to close an account
Handling law enforcement requests to keep an account open after the institution has decided to end the relationship

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank
Chuck Taylor, CAMS, Executive Vice President, Head of Financial Crimes Advisory, AML RightSource
Dennis Ansbro, Global Sanctions Director of the FCIU, Ally Financial

You must be logged in and own this session in order to post comments.

GAC1.2 - Taking Risk Management to the Next Level: "De-Risking" Your Institution