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ACAMS 2nd Annual AML Risk Management Conference


MD07 - Amplifying Information Sharing with Correspondent Relationships to Effectively Manage Risk


Jan 27, 2014 3:45pm ‐ Jan 27, 2014 5:00pm

Description

Learning Objectives:
  • Communicating with correspondent relationships to resolve conflicting regulatory, legal and policy roadblocks
  • Managing correspondent relationships for proper due diligence procedures to ensure quality information is required to detect and monitor suspicious activity
  • Addressing the challenges of seeking audit rights from correspondent relationships to ensure adequate policies and controls are in place
  • Responding to bank requests for policeis, monitioring processes or ruler, and tinternal audit findings

Speaker(s):

  • Arthur D. Middlemiss, Esq., CAMS, Partner, Lewis Baach PLLC
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, , BB&T
  • Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank
  • Daniel Wager, CAMS, Vice President, Financial Crime Compliance, LexisNexis

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