MD06 - Building and Sustaining a Framework for Enterprise-Wide AML Risk Assessment

Description

Learning Objectives:

• Enhancing your institution's internal controls on policies and procedures to generate consistent analysis results
• Evaluating your institution's frequency of risk analysis to determine how risks should be managed
• Creating greater transparency in corporate governance and reporting that useful to all stakeholders
• Identifying best practices for incorporating systemic AML risks into your institution's broader risk management process

Speaker(s):

• Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
• Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
• Meg R. Zucker, Managing Director, AML Officer, RBC Capital Markets
• James De Rugeriis, CAMS, Director, Compliance Ethics, Enterprise AML and Financial Intelligence Unit, American Express