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ACAMS 2nd Annual AML Risk Management Conference

MD04 - Integrating AML Risk Assessments into Your Transaction Monitoring Process

Jan 27, 2014 11:00am ‐ Jan 27, 2014 12:15pm


Learning Objectives:

  • Analyzing alerts to ensure the results are aligned with customer, product and geographic risk ratings
  • Evaluating the appropriate frequency for tuning control settings
  • Linking multiple system monitoring practices from various products and services
  • Assessing whether transaction monitoring results will affect the next round of assessments


  • Jack Sonnenschein, CAMS-Audit, Founder and Principal, Compliance Navigation LLC
  • James C. Lacovara, Chief Compliance Officer, HSH Nordbank
  • Tanya Montoya, Senior Product Development Manager, ACAMS
  • Jason Vasquez, CAMS, Senior Vice President, BSA/AML Compliance Officer, Sterling National Bank
  • Michael M. Wassell, Vice President, Compliance Surveillance Strategy Group, Transaction and Market Surveillance Group, Goldman Sachs

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