ACAMS 4th Annual AML Risk Management Conference

Jan 25, 2016 ‐ Jan 25, 2016

This action-packed one-day conference returns to New York City for an in-depth look into the latest risk management strategies for rapidly changing sanctions, emerging payment platforms–, and professional liability exposure. Join your local community – plus experts from across the country – for an exploration of the critical issues that are shaping the techniques being used to assess risk vulnerabilities across banks, securities firms and other non-depository institutions.


Welcome Remarks iconWelcome Remarks

Preview Available

Welcome Remarks

Jan 25, 2016 8:30am ‐ Jan 25, 2016 8:45am

Identification: P1

Special Presentation with Q&A iconSpecial Presentation with Q&A

Preview Available

Special Presentation with Q&A

Jan 25, 2016 8:45am ‐ Jan 25, 2016 9:15am

Identification: P2


Analyzing Recent Enforcement Actions for Practical Strategies to Strengthen Risk Management

Jan 25, 2016 9:15am ‐ Jan 25, 2016 10:30am

Identification: P3

• Examining recent AML cases to identify emerging regulatory priorities and trends
• Identifying common compliance missteps that led financial institutions to run afoul of regulators and law enforcement
• Adjusting compliance infrastructure to mitigate personal and institutional exposure to regulatory risks


Implementing Robust Sanctions Risk Management Models in Multijurisdictional Enterprises

Jan 25, 2016 11:00am ‐ Jan 25, 2016 12:15pm

Identification: P4

• Addressing international sanctions compliance challenges, risk factors and obligations
• Examining the reduction of sanctions against Iran for practical guidance on managing correspondent risk
• Developing risk management processes to accommodate changes in U.S.-Cuba relations

  • Daniel Tannebaum, Partner - Americas Anti-Financial Crime Practice Leader and Global Head of Sanctions, Oliver Wyman
  • Stevenson Munro, CAMS, Global Head, Sanctions Compliance, Standard Chartered Bank
  • Lorraine B. Lawlor, CAMS, Senior Vice President, Global Sanctions Governance Director, Wells Fargo Bank
  • John Mackessy, Director, Global Head of AML, BlackRock

Special Presentation with Q&A iconSpecial Presentation with Q&A

Preview Available

Special Presentation with Q&A

Jan 25, 2016 1:30pm ‐ Jan 25, 2016 2:00pm

Identification: P5

  • Richard Weber, Managing Director, Americas Head of Financial Crime, UBS

Identifying and Mitigating Risks of Emerging Alternative Payment Platforms

Jan 25, 2016 2:00pm ‐ Jan 25, 2016 3:15pm

Identification: P6

• Analyzing vulnerabilities of emerging payment platforms to enhance your risk mitigation strategy
• Strengthening monitoring and staff training to bolster virtual currency risk defenses
• Examining New York’s BitLicense proposal for guidance on evolving digital currency regulations and expanding regulatory expectations


When Following the Risk-Based Approach is Just Not Enough

Jan 25, 2016 3:45pm ‐ Jan 25, 2016 5:00pm

Identification: P7

• Identifying regulatory risks that cannot be captured by your risk assessment
• Evaluating limits of risk models to close data gaps and meet regulatory expectations
• Knowing when to create controls that exceed regulatory expectations 

  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
  • Violette Palion, Director, AML Compliance & Transactions Monitoring Practice Lead, Vesta Compliance Solutions, LLC
  • Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
  • Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank

Closing Remarks  iconClosing Remarks

Preview Available

Closing Remarks

Jan 25, 2016 5:00pm ‐ Jan 25, 2016 5:10pm

Identification: P8