ACAMS 7th Annual AML Risk Management Conference - New York City

Jun 21, 2019 ‐ Jun 21, 2019

Near the top of many financial crime prevention professional’s list of challenges is the management of risk connected to the normal course of doing business and their financial institutions’ risk appetite. This year’s ACAMS 7th Annual AML Risk Management Conference offers a dynamic learning platform for solutions aimed at strengthening institutions’ risk management. During this one-day event, financial crime prevention professionals and experts gather for an in-depth look at advanced tools that enable compliance professionals to tackle emerging risk vulnerabilities and overcome daily regulatory challenges.

Standard: $595.00

Sessions

Preview Available

Welcome Remarks

Jun 21, 2019 8:00am ‐ Jun 21, 2019 8:10am

Identification: FRI01

Speaker(s):

Rohit Sharma, CAMS, President & Managing Director

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Mid-Year Policy Update: News and Views on the Latest Risk Management Issues

Jun 21, 2019 8:10am ‐ Jun 21, 2019 9:00am

Identification: FRI02

ACAMS opens its 7th Annual Risk Management Conference with a compelling forum on one of the most challenging and volatile areas of risk management today -- the delicate act of balancing financial inclusion, financial access and so-called “de-risking” regulatory imperatives. This interactive 50-minute session utilizes a question-and-answer format to ensure the issues of greatest concern to attendees are heard and analyzed in an authoritative manner, providing practical and applicable insights into where things stand -- and where they’re headed.

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Moderator(s):

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS

Speaker(s):

Marina Adams, CAMS, Head of Data Privacy Officer, Compliance and Privacy Officer, Federal Reserve Bank of New York
John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
Dan Stipano, Partner, Buckley LLP

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Special Presentation with Q&A

Jun 21, 2019 9:00am ‐ Jun 21, 2019 9:30am

Identification: FRI03

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Moderator(s):

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS

Speaker(s):

John E. Smith, Co-head, Morrison & Foerster’s National Security Practice

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Managing Sanctions Risks in a Shifting Regulatory Landscape

Jun 21, 2019 9:30am ‐ Jun 21, 2019 10:30am

Identification: FRI04

Developing and institutional robust screening systems to keep abreast of and promptly incorporate sanctions changes and modifications to OFAC’s SDN and Sectoral Sanctions Identifications lists
Conducting staff training to ensure identification of 50% owned subsidiaries of sanctioned individuals and entities via various ownership structures
Examining lessons learned from recent penalties imposed by OFAC on foreign banks with US branches for noncompliance of US sanctions

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Moderator(s):

William Badinelli, CAMS, Managing Director, Internal Audit, JPMorgan Chase & Co.

Speaker(s):

Elizabeth Davy, Partner, Sullivan & Cromwell
Adam Klauder, Director, Global Investigations & Compliance, Navigant
Jeffrey Pedecine, CAMS-FCI, Head of Sanctions, Apple Bank
John E. Smith, Co-head, Morrison & Foerster’s National Security Practice

Preview Available

Keep Off the Grass: Mitigating the Risks of Banking Marijuana-Related Businesses

Jun 21, 2019 11:15am ‐ Jun 21, 2019 12:15pm

Identification: FRI05

Adjusting your institution’s risk model in lieu of recent MRB legal developments, such as the lawful sale of CBD products on a federal level, while meeting regulatory expectations
Crafting and conducting business side training on typologies such as commingling of bankable and non-bankable proceeds in order to strengthen monitoring of institutional risks related to marijuana
Formalizing protocols for reviewing MRB policies and procedures to ensure oversight practices area current and reflect institutional risk appetite and tolerance

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Moderator(s):

Michael S. Schidlow, CAMS-Audit, Expert Consultant in Financial Crime Compliance

Speaker(s):

Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express
Michael Greenman, Senior Vice President, Chief Counsel, AML and Economic Sanctions Law, U.S. Bank
Dan Stipano, Partner, Buckley LLP

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CDD Final Rule: Practical Solutions for Problematic Challenges

Jun 21, 2019 1:15pm ‐ Jun 21, 2019 2:15pm

Identification: FRI06

Adjusting your risk management models as warranted to establish and verify beneficial ownership in accordance with CDD Final Rule requirements
Developing staff training programs to address protocols for CDD Final rule issues such as detection, escalation and resolution of triggering events
Preparing for examination-related questions by establishing best practices for documenting CDD Final rule compliance policies

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Moderator(s):

Anthony L. Rodriguez, CAMS, Chief Risk & Compliance Officer, Data Protection Officer, AFEX

Speaker(s):

Jason Chorlins, CPA, CFE, CITP, CIS, CAMS, Principal Banking Practice Leader, Risk Advisory Services, Kaufman, Rossin & Co.
Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
Bari N. Koss, Executive Director, Global Financial Crimes, Global KYC Advisory, Morgan Stanley
Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank

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Special Presentation and Q&A

Jun 21, 2019 2:15pm ‐ Jun 21, 2019 2:45pm

Identification: FRI07

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Speaker(s):

Jake Bernstein, Pulitzer Prize-winning journalist, author of Secrecy World: Inside the Panama Papers Investigation of Illicit Money Networks and the Global Elite

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A Match Made in Risk Management Heaven: AML Compliance and Artificial Intelligence

Jun 21, 2019 3:30pm ‐ Jun 21, 2019 4:30pm

Identification: FRI08

Using artificial intelligence (AI) and related innovations such as data analytics to upgrade KYC, CDD and strengthen ongoing AML oversight
Enhancing your risk management program by combining AI with traditional AML transaction monitoring rules to heighten alert accuracy and ensure prompt and comprehensive red flag reviews
Mitigating risk exposure by developing enterprise-wide tech literacy training programs to build institutional awareness of IT innovations that strengthen AML efficacy

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Moderator(s):

Evan Weitz, Managing Director, Head of Controls, Europe and Americas, Financial Crime Compliance, , Standard Chartered Bank

Speaker(s):

Lukas Babiak, BSA/AML Lead for International Banking Supervision out of New York, OCC
Brian Filbert, Executive Director, Global Head, Financial Intelligence Unit, JPMorgan Chase & Co.
Aaron Smith, Ph.D., Chief Data Science Officer, CipherTrace
Tao Zhang, Senior Vice President, Legal and Compliance Department, Bank of China USA

Preview Available

Closing Remarks

Jun 21, 2019 4:30pm ‐ Jun 21, 2019 4:35pm

Identification: FRI09

Speaker(s):

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS