ACAMS 5th Annual AML Risk Management Conference - New York City

Jun 9, 2017 ‐ Jun 9, 2017

Join your local regulators and nationally-acclaimed experts in New York City for one action-packed day offering applicable solutions to strengthen your institution’s risk management strategies and a behind-the-scenes look into recent enforcement actions. From alternative payment platforms to international sanctions compliance, our executive faculty will provide you the latest tools to tackle emerging risk vulnerabilities and overcome the day-to-day regulatory compliance challenges.

Welcome Remarks

Preview Available

Welcome Remarks

Jun 9, 2017 8:00am ‐ Jun 9, 2017 8:10am

Identification: P1

Speaker(s):

• John J. Byrne, Esq., CAMS, Vice Chairman, AML Rightsource

Mid-Year Policy Update: Financial Inclusion, Financial Access and “De-Risking”

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Mid-Year Policy Update: Financial Inclusion, Financial Access and “De-Risking”

Jun 9, 2017 8:10am ‐ Jun 9, 2017 9:00am

Identification: P2

ACAMS opens its 5th Annual Risk Management Conference with a compelling forum on one of the most challenging and volatile areas of risk management today -- the delicate act of balancing financial inclusion, financial access and so-called “de-risking” regulatory imperatives. This interactive 30-minute session utilizes a question-and-answer format to ensure the issues of greatest concern to attendees are heard and analyzed in an authoritative manner, providing practical and applicable insights into where things stand -- and where they’re headed.

Speaker(s):

• Kieran Beer, CAMS, Director of Editorial Content, ACAMS
• John J. Byrne, Esq., CAMS, Vice Chairman, AML Rightsource
• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T

By the Numbers: Employing Quantitative Analysis to Validate Risk Management Strategies

Preview Available

By the Numbers: Employing Quantitative Analysis to Validate Risk Management Strategies

Jun 9, 2017 9:00am ‐ Jun 9, 2017 10:15am

Identification: P3

• Developing metrics-based assessment models to heighten risk profile accuracy • Leveraging historical data to elevate predictive risk assessment capability • Instituting robust quantitative data management to ensure risk assessments reflect current realities

Moderator(s):

• William Langford, CAMS, Chief Compliance Officer for the Americas, MUFG Union Bank, N.A.

Speaker(s):

• Emma Monaghan, Managing Director, Global Head of Scenario Management & Validation, Citigroup
• Jack Sonnenschein, CAMS-Audit, Founder and Principal, Compliance Navigation LLC

Sanctions Update: Adapting Risk Management Models to Evolving Requirements

Preview Available

Sanctions Update: Adapting Risk Management Models to Evolving Requirements

Jun 9, 2017 10:45am ‐ Jun 9, 2017 12:00pm

Identification: P4

• Ensuring watch list filtering systems meet regulatory expectations and mitigate institutional risk • Examining new typologies of proliferation and terror financing to identify emerging sanctions-related risks • Analyzing recent sanctions actions to adjust risk screening models as warranted

Moderator(s):

• Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank AB, New York Branch

Speaker(s):

• Sandra L. DePoalo, Global Head of AML Compliance, Bank of New York Mellon
• Clay Stevenson, Managing Director, Global Economic Sanctions Compliance Executive, Bank of America
• Jonathan Thomas, Global Head, Sanctions Group, Goldman Sachs

Special Presentation with Q&A

Preview Available

Special Presentation with Q&A

Jun 9, 2017 12:00pm ‐ Jun 9, 2017 12:30pm

Identification: P5

Speaker(s):

• Cyrus R. Vance, Manhattan District Attorney, New York County District Attorney's Office

NYDFS 504: Strategies for Mitigating New Regulatory and Compliance Risks

Preview Available

NYDFS 504: Strategies for Mitigating New Regulatory and Compliance Risks

Jun 9, 2017 1:30pm ‐ Jun 9, 2017 2:45pm

Identification: P6

• Creating a “reasonably designed” transaction monitoring program to meet 504 standards • Updating systems to meet 504 requirements on filtering OFAC-prohibited transactions • Conducting testing to validate data integrity, detect systemic gaps and document remedial plans

Speaker(s):

• Peter D. Wild, FCA, CAMS-Audit, Owner, Wild AML Solutions
• Jonathan E. Lopez, Partner, Orrick, Herrington & Sutcliffe LLP
• Polly Greenberg, Managing Director, Disputes & Investigations, Duff & Phelps
• Anthony Luis Rodriguez, CPA, CAMS, Global Compliance Officer, AFEX

Managing Complex Trade-Based Money Laundering Risks

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Managing Complex Trade-Based Money Laundering Risks

Jun 9, 2017 3:15pm ‐ Jun 9, 2017 4:30pm

Identification: P7

• Enhancing scrutiny of supply chains and other trade-related transaction systems to identify and escalate KYC/CDD risks • Monitoring for TBML typologies to detect red flags such invoice manipulation and high-risk shipping routes • Utilizing tech innovations such as data analytics to address unique TBML monitoring issues and craft sector-specific AML defenses

Speaker(s):

• Martin Cunningham, Global Head, Correspondent Banking Due Diligence, Deutsche Bank
• Susan J. Galli, CAMS, Managing Director, Advisory Financial Crimes Unit,, PwC
• Dennis M. Lormel, CAMS, President and Chief Executive Offic, DML Associates
• Michael Greenman, Chief Counsel, AML & OFAC, US Bank
• Jeffrey Pedecine, CAMS-FCI, BSA & OFAC Officer, MLRO, Americas, Australia and New Zealand Banking Group

Closing Remarks

Preview Available

Closing Remarks

Jun 9, 2017 4:30pm ‐ Jun 9, 2017 4:35pm

Identification: P8

Speaker(s):

• John J. Byrne, Esq., CAMS, Vice Chairman, AML Rightsource